Legal and Compliance Officer (Big 4 Audit -Welcomed) Legal and Compliance Officer (Big 4 Audit  …

Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 22 Oct 21
HKD480000 - HKD720000 per annum
Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 22 Oct 21
HKD480000 - HKD720000 per annum
The client (asset management) is currently looking for a Big 4 Auditing background/ Compliance officer who will assist in overlooking the legal and compliance matter of the firm.

Responsibilities

  • Update the Policies according to the regulatory changes
  • Handle regulatory reporting and inquiries from SFC and other regulators
  • Manage external and internal audits, inspections, and investigations
  • Conduct ad hoc projects when required
  • Provide compliance training to front line staffs

Job Requirement

  • 4+ years of relevant working experience in compliance field or big four audit background
  • Understanding of SFC regulations guidelines and updates
  • Fluent in English, Putonghua, and Mandarin,
  • Bachelor's degree and above
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