• Negotiable
  • Hong Kong
  • Permanent, Full time
  • Hays Banking & Financial Services Hong Kong
  • 16 Jan 19
  • Hong Kong
  • Negotiable
  • Full time


One of the leading banking corporations has a job opening for a mid-senior Markets Compliance professional.

Your new company
Your new company is a banking corporation that belongs to one of the largest banking groups across the globe. In Hong Kong, they have a well-established compliance department that strives to promote sufficient compliance culture for the bank. Currently, this bank is seeking for a Markets Compliance professional at an AVP level to join their compliance department to perform daily regulatory compliance advisory to their markets/ treasury business.

Your new role
You will be an AVP, Markets Compliance Advisory for the bank and your key objectives will be:

  • Provide oral and written regulatory compliance advisory in relation to their markets/ treasury products (Asset classes include: FX, Interest rate derivatives, OTC, Money Market...etc. )
  • Report to the Team Head of Regulatory Compliance and provide compliance advice on the sales process and suitability framework for investment products from compliance perspective
  • Liaise closely with various compliance stakeholders and assist on control room compliance matters, such as handling cross-divisional conflicts and control room systems

What you'll get in return
You will be a bachelor degree holder with at least 6+ years' working experience in banking compliance. Specifically, you shall possess knowledge of relevant regulatory requirements relating to corporate banking and treasury products. Subject specialism would also be useful, e.g. primary market activities, wall crossing, conflicts management, KYC and characterization requirements, suitability and client interest protection, sale of investment products, etc.

You will have excellent communication skills, experience dealing with front office would be highly preferred. Good command of verbal and written English and Chinese is a must.

What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV to charlene.yeung@hays.com.hk, or call Charlene directly on +852 2230 7933 now.
If this job isn't quite right for you but you are looking for a new position within compliance, please contact me for a confidential discussion on your career.