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OCBC Wing Hang Bank Limited

Manager/AVP, Business Compliance, Corporate & Commercial Banking

OCBC Wing Hang Bank Limited
Hong Kong
Posted 1 day ago In-Office Permanent To be confirmed
J
Posted by
Julie Lai
Recruiter
The job holder provides support to all “Know Your Customer” matters relating to Wholesale Banking Group including AML risk assessments, managing the end-to-end processing and control of customer due diligence reviews (periodic and triggering event reviews) according to internal regulatory policies and guidelines.

Responsibilities

  • Review all customer due diligence reviews on corporate & commercial banking portfolios to ensure compliance with internal policies & procedures and regulatory requirement
  • Complete, review and analyze sanctions, adverse media and screening search result
  • Track and manage appropriate sign-off of reviews by Relationship Managers and Team Heads, and as relevant Compliance and Head of Wholesales Banking Group
  • Provide reasonable assurance of compliance with applicable regulatory and internal/ Group requirements, policies and procedures
  • Provide advisory support on regulatory and operational issues and process in relation to KYC/ AML matters
  • Conduct compliance awareness/ reporting/ self-assessment/ training programs and drive communication in related to regulatory updates and risk procedures
  • Participate in project/ system enhancement in relation to Compliance
  • Identify and lead necessary improvement in risk control

Requirement

  • Bachelor’s degree in business or related disciplines, with Compliance related certifications
  • Minimum 5 years’ relevant compliance experience in corporate banking
  • Strong in professional presentation and report writing skills
  • Possess qualifications of ECF-AML & CFT would be an advantage
  • Well versed with banking and regulatory requirements
  • Work independently and equipped with strong compliance sense
  • A good team player with good analytical and communication skills
  • Proficient in MS Office applications
  • Good in both spoken and written Chinese and English
Job ID  SYL/WBG-MBUBC/EF
ABOUT COMPANY
Hong Kong
2000 Employees Retail Banking
OCBC Wing Hang, together with its subsidiaries and affiliated companies, offers a comprehensive range of commercial banking products and services and ...
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