Discover your dream Career
For Recruiters

Manager, Business Compliance and Operation Risks Manager (Operation Risks, Private Banking)

Bank Of China (Hong Kong) Limited Hong Kong
Posted 6 days ago Permanent Competitive
Manager, Business Compliance and Operation Risks Manager (Operation Risks, Private Banking)
Responsibilities
  • Act as first line of defense to review and advise business on control matters, conduct transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible compliance/operational risks/breaches, prepare management report(s) and provide recommendations to mitigate relevant risks
  • Assess product due diligence request raised by business
  • Coordinate BCP; perform UAT for system changes
  • Implement and review the risk control mechanisms (e.g KRIs) and risk monitoring requirements on the private banking business
  • Work on regulatory survey(s); conduct annual risk and control assessment to ensure relevant risks are identified with proper control being laid down
  • Review policies & procedures, risk assessment materials submitted by various units and to analyze the compliance/operation risks in new businesses / products / systems
  • Conduct trade surveillance, daily report monitoring and other regular transaction and work flow monitoring to identify possible compliance/operational risks and provide recommendations to enhance control weaknesses
  • Perform self-assessment, gap analysis against internal and/or regulatory requirements
  • Work closely with business and second line of defense to implement regulatory and internal requirements on the private banking business
  • Investigate operational risk incidents, recommend appropriate enhancement and monitor implementation status of action plan(s)
  • Perform regular and ad hoc monitoring / self-assessment on relevant business activities and prepare management reports on compliance and operation risk related review results
  • Coordinate internal / external review or audit
  • Provide staff training where required
  • Assist on other ad hoc tasks as assigned
Requirements
  • Degree or above
  • At least 5 years banking experience, with Operational Risk Management experience in banking sector. With relevant private banking background is an advantage.
  • Good analytical, time management and interpersonal skills, with ability to prioritize tasks.
  • Proficient in written, spoken English and Chinese
  • Familiar with HKMA / SFC regulatory requirements
#LI-CT1

Job ID  499151
More Jobs From Bank Of China (Hong Kong) Limited
Bank Of China (Hong Kong) Limited
Wealth Management Product Manager (Business Compliance and Operational Risk)
Bank Of China (Hong Kong) Limited
Hong Kong
2 days ago Full time Competitive
Bank Of China (Hong Kong) Limited
Compliance Risk Manager (Hong Kong Branch)
Bank Of China (Hong Kong) Limited
Hong Kong
4 days ago Full time Competitive
Bank Of China (Hong Kong) Limited
Senior Operational Risk Manager - Operational Resilience focused & Business Continuity Planning
Bank Of China (Hong Kong) Limited
Hong Kong
6 days ago Full time Competitive
Bank Of China (Hong Kong) Limited
(Senior) Business Strategy Manager, Private Banking
Bank Of China (Hong Kong) Limited
Hong Kong
4 days ago Full time Competitive
Bank Of China (Hong Kong) Limited
Assistant Operation Manager / Deputy Operation Manager(Integrated Banking Services Division )
Bank Of China (Hong Kong) Limited
Hong Kong
4 days ago Full time Competitive
Bank Of China (Hong Kong) Limited
Senior Operational Risk Manager / Operational Risk Manager (Monitoring and Assurance Team)
Bank Of China (Hong Kong) Limited
Hong Kong
6 days ago Full time Competitive
Bank Of China (Hong Kong) Limited
AML Manager (Policy & Due Diligence)
Bank Of China (Hong Kong) Limited
Hong Kong
18 hours ago Full time Competitive
Bank Of China (Hong Kong) Limited
Senior AML Manager / AML Manager - Fraud Risk
Bank Of China (Hong Kong) Limited
Hong Kong
2 days ago Full time Competitive
Bank Of China (Hong Kong) Limited
Audit Manager (Personal Banking and Wealth Management)
Bank Of China (Hong Kong) Limited
Hong Kong
6 days ago Full time Competitive
Bank Of China (Hong Kong) Limited
Assistant Audit Manager / Audit Manager (Corporate Banking)
Bank Of China (Hong Kong) Limited
Hong Kong
2 days ago Full time Competitive

Boost your career

Find thousands of job opportunities by signing up to eFinancialCareers today.
More Jobs Like This