Manager Investigations - Compliance Manager Investigations - Compliance …

in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Manager Investigations - Compliance
Some careers have more impact than others.

If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be.

Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and serves customers fairly. Compliance aspires to continuously raise the bar and set leading standards across the industry to help HSBC safeguard its customers and the communities within which it operates.

We are currently seeking a high caliber professional to join our team as Manager Investigations .

Principal responsibilities

  • ​Undertake investigations and support investigatory activity throughout Asia Pacific.
  • Receive and ensure that events and cases are correctly prioritized and investigated within agreed timescales.
  • Determine what preliminary information and documentary evidence is needed to support the case and ensure that all requests to the countries for such information are monitored for response within agreed timeframe.
  • Undertake preliminary communications with lines of business and other internal business units to support the case investigation.
  • Use objective judgment based on information uncovered to determine the risk mitigation strategies and identify control gaps.
  • Prepare a succinct and focused report of the investigation, providing evidence to support the findings, and raising request For Application.
  • Identify patterns and typologies based on the investigations performed to provide improvement in scenarios that help detect financial crime.
  • Manage the risk from events by escalating and prioritizing events and oversee the end to end process including lessons learnt.
  • Monitor rule and scenario quality along with data quality.
  • Assist the Senior Investigations Manager with recommendations for process improvement, control weaknesses as well as trends identified in financial crime investigations.
  • Maximize loss recovery and minimize risk exposure by taking prompt action where required
  • Prepare and submit clear, concise, factual, unbiased, thorough and timely investigation reports.
  • Establish effective relationships with the Global Banking, Commercial Banking, Wholesale Risk, Operational Risk, Risk Identification Department, and Loan Management Unit.

  • ​Aptitude to work on financial crime cases using intelligence and analytical tools.
  • Ability to maintain control, direction and motivation in an ever changing environment
  • Ability to analyze large amounts of data efficiently, draw conclusions on what the data means and actions.
  • Corporate lending and credit experience is beneficial.
  • Highly effective in working with all levels of management and staff.
  • Strong relationship management skills with the ability to manage and engage multiple stakeholders, meet their expectations, negotiate in situations of conflicting interests and influence key decision makers in a positive manner.
  • Strong communication, presentation and influencing skills.
  • Operates effectively across cultures and in multicultural diverse work environments.
  • Ability to leverage resources available to achieve goals.
  • Ability to understand and implement Group risk management policies.

You'll achieve more when you join HSBC.

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.