Onboarding Associate, Client Management - Investment Banking

  • Negotiable HKD
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • ConnectedGroup Limited
  • 26 Sep 18 2018-09-26

Our client, a leading international bank, is seeking for an associate for their client management team. This role will be the first contact to deal with client on onboarding process.

Our client, a leading international bank, is seeking for an associate for their client management team. This role will be the first contact to deal with client on onboarding process.

Responsibilities:

  • Work closely with business lines to prioritize onboarding pipeline
  • Handhold the client throughout onboarding processes (such as KYC, Regulatory, Credit)
  • Pre-empt onboarding process for any blocks and/or add-on work, and escalate as necessary
  • Responsible for all regulatory onboarding requirements (EMIR, TR consent, LEI, etc.), master agreements (ISDA, MCA) & side letter negotiations, and internal co-ordination with credit &
  • legal team
  • Liaise with frontline, business management & other related counterparties on documentation issues to facilitate the client on-boarding process
  • Conduct regular and ad-hoc compliance sanction screening of customer accounts; identify suspicious name hit and execute appropriate actions accordingly
  • Coordinate all operations / connectivity setup (i.e. SSI, e platform, etc.)

Requirements:

  • Strong foundations in client management and KYC processes
  • Minimum 3 years' experience in Client Onboarding or KYC/AML, Compliance, Financial Markets Regulator or any other related job duties
  • Project and change management skills preferred
  • Excellent communication and interpersonal skills
  • Ability to work and adapt in an ever-changing regulatory and control environment
  • Proficient in Microsoft Word and Excel
  • Fluency in English (Chinese Mandarin, or any other Asian language is a plus)

Interested individuals can click apply now and send updated resume (in WORD format) to Hannah Lau for further information.

For a more comprehensive list of current opportunities, please visit www.connectedgroup.com