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Operations - Operations Risk & Regulatory Control, Disclosure of Interest, Associate

Morgan Stanley
Hong Kong
Posted 4 days ago Permanent Competitive
Operations - Operations Risk & Regulatory Control, Disclosure of Interest, Associate

Summary

This role is within the Operations Risk & Regulatory Control (ORRC) Disclosure of Interest (DOI) regulatory reporting team, who are responsible for ensuring the timely and accurate monitoring & submission of shareholder disclosure & transparency obligations on behalf of the firm. This role is a business critical control role required to provide coverage across all DOI functions and regulatory reporting obligations, as well as to reduce the risk of regulatory breaches across the full suite of DOI functions.

The candidate should expect to build an intricate knowledge of DOI rules and regulations pertinent to the team, Firm systems, data sources, as well as the processes that are in place to ensure compliance with regulations.

The successful candidate will:

- Be at the forefront of ensuring Morgan Stanley meets its monitoring & reporting requirements for Asia Pac jurisdictions demonstrating a can do attitude

- Investigate and resolve the exceptions in the process, and identify the correct position of and transactions done by the firm

- Build knowledge of security transactions and various product types

- Work to tight daily deadlines

- Build good working relationships with global stakeholders which include internal legal/compliance contacts, operations colleagues and technology support

- Create and update the procedure manuals and other documentations

- Identify areas for process improvement and implement effective control while achieving efficiency and optimization

- Work on ad hoc initiatives including enhancement projects and data analysis
Job ID  3218142
ABOUT COMPANY
Hong Kong
68000 Employees Investment Banking / M & A

Morgan Stanley has earned a worldwide reputation for the excellence of its advice and execution in financial markets. With offices in more than 41 countries, the firm is truly global-and a market leader in the U.S., Europe and Asia as well as in emerging markets. Morgan Stanley's success rests on the talents and passion of our people, who share a common set of values and bring excellence and integrity to everything they do. We seek to grow long-term relationships by virtue of our consistently rigorous thinking and the unsurpassed access to financial markets that Morgan Stanley can bring. This means providing leadership in specific areas such as investment banking, debt and equity underwriting, research, and sales and trading. We also focus increasingly on creating custom-tailored solutions that cut across functions to help our clients realize new opportunities and solve complex problems. Our aim is to be the first choice of everyone who deals in financial markets, whether as prospective clients, employees or investors.

We believe our greatest asset is our people. At Morgan Stanley, you’ll find trusted colleagues, committed mentors and a culture that values diverse perspectives, individual intellect and cross-collaboration. Visit https://www.morganstanley.com/people to discover who we are and the right opportunity for you.

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