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Ashford Benjamin Ltd

Private Wealth Management Compliance Advisory

Ashford Benjamin Ltd Hong Kong
Posted 2 days ago Permanent Competitive
V
Posted by
Vivian Chen
Associate Director
We are working on a private wealth management compliance advisory role with a bank in Hong Kong. This role offers a potential exposure into corporate banking compliance advisory and/ or other regulatory compliance.

Responsibilities:

  • Provide compliance advisory to Private Wealth Management business
  • Design, develop and maintain compliance programs, policies, procedures and practices in Private Wealth management Business
  • Monitor and Identify regulatory developments and watch lists
  • Provide compliance training to relevant departments
  • Manage strategy and responses to regulatory examinations, reviews and inquiries and internal and external investigations, as well as testing and audit.

Qualifications:

  • Not less than 5 years’ of experience in private banking industry compliance in Hong Kong
  • Solid knowledge in private wealth management related rules and regulation
  • Chinese language is essential 

 

ABOUT COMPANY
Hong Kong
HR & Recruitment
Ashford Benjamin is a leading executive search firm, focusing on the legal, risk & compliance professions. The majority of our projects are retained, ...
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