We are working on a private wealth management compliance advisory role with a bank in Hong Kong. This role offers a potential exposure into corporate banking compliance advisory and/ or other regulatory compliance.
Provide compliance advisory to Private Wealth Management business
Design, develop and maintain compliance programs, policies, procedures and practices in Private Wealth management Business
Monitor and Identify regulatory developments and watch lists
Provide compliance training to relevant departments
Manage strategy and responses to regulatory examinations, reviews and inquiries and internal and external investigations, as well as testing and audit.
Not less than 5 years’ of experience in private banking industry compliance in Hong Kong
Solid knowledge in private wealth management related rules and regulation