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PERSOLKELLY Hong Kong

Regulatory Compliance Director (Boutique Private Bank)

PERSOLKELLY Hong Kong Limited
Hong Kong
Posted about 12 hours ago Permanent HK$90k - HK$110k
S
Posted by
Sonal Gupta
Recruiter
Our client is a boutique private bank that is currently looking for Director in SFC regulatory compliance

Regulatory Compliance Director (Boutique Private Bank)

 

PERSOLKELLY’s Snapshot

Our client is a boutique private bank that is currently looking for Director in SFC regulatory compliance

 

Company Profile

Our client is European boutique private bank with a strong Asia focus. We offer good career prospects, stable working environment and competitive salary package.

 

Exciting new role for you

  • Independently manage regulatory reporting
  • Manage the Risk and Compliance framework.
  • Perform gap analysis, recommendations and reports.
  • Perform regulatory monitoring and handle inquiries from regulators, mainly SFC
  • Lead regulatory-driven projects
  • Carry out a range of Compliance surveillance and monitoring activities
  • Escalate observations in a timely manner and recommend control enhancements
  • Present to senior stakeholders.

 

Requirements

  • University graduated in Finance, Business Administration or relevant disciplines.
  • 8 - 10 years of relevant experience in the compliance regulatory function.
  • Candidate with Big 4 experience along with Banks (preference in private banking or wealth management industry).
  • Strong knowledge of Risk & Compliance framework, gap analysis.
  • Strong SFC regulatory knowledge
  • Good understanding of regulatory requirements governing the selling of investment products
  • Excellent communication skills (Chinese and English) and problem-solving skills
  • Stakeholder management experience.

 

 

Rewards

This is a great opportunity to join a well-established organization. You will be responsible for creating true value in the organization and be rewarded competitively.

 

Please send your resume in word format to Sonal Gupta via email sonal_gupta@persolkelly.com and give her a call at +852 9853 2527 for a confidential discussion about this role and other exciting opportunities.

ABOUT COMPANY
Hong Kong
100 Employees HR & Recruitment
PERSOLKELLY is one of the largest recruitment companies in Asia Pacific providing comprehensive end-to-end workforce solutions to clients. ​ ​ Headqua...
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