Regulatory Compliance VP - Top Tier Investment Bank

Job Description

• Providing advice business units on regulatory and compliance issue
• Handle regulator investigation, enquiry, and examination
• Preparation of licensing applications, coordination, and filling of regulatory reports
• Preparation of compliance report for internal and external stakeholders
• Develop and conducts internal training on regulatory compliance issue to enhance the compliance consciousness

Requirement:

• Bachelor or higher degree in finance, accounting, business administration, law, or related disciplines
• 6-8 year's experience in compliance, risk, or internal audit, preferably within the financial services industry
• Strong knowledge in banking laws, operations, product, and services
• Ability to handle multiple tasks and work under pressure
• Proficient in both spoken and written English and Chinese

Our client offers excellent remuneration package to the right candidate. Interested parties please kindly reach out to Kelvin Hung at 3907 2552/e.lee@gravitasgroup.com for a confidential discussion.