Responsible Officer (Type 1, 2)
Don Nelson Recruitment Limited Hong Kong
A
Our client is a forward-thinking financial services and trading company, formed in 1985, with more than $2 billion value of net assets, and manage more than billion assets value of clients
- Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm
- Review and monitor service cessation procedures to ensure full regulatory compliance
- Supervise and manage the operations of the corporate
- Assist in ad-hoc assignments upon required
Requirements:
- Fully understand the regulatory system, portfolio and performance measurement of the SFC
- Holder of SFC Type 1, 2(sole or non-sole) RO licenses preferred
- Minimum 5-year solid management experience in financial industry
- Degree or above in Finance, Business Administration or related discipline
- Proficiency in written and spoken English and Chinese (including Mandarin)
Relationship Manager ( Mid Cap/ Large Corp) Corporate Banking about 7 hours ago Full time HKD 50000 - 70000
Don Nelson Recruitment Limited
Hong Kong
