For Recruiters

Responsible Officer (Type 1, 2)

Don Nelson Recruitment Limited
Hong Kong
Posted 2 days ago Permanent 50000
A
Posted by
Anson Kam
Recruiter
Our client is a forward-thinking financial services and trading company, formed in 1985, with more than $2 billion value of net assets, and manage more than billion assets value of clients
  • Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm
  • Review and monitor service cessation procedures to ensure full regulatory compliance
  • Supervise and manage the operations of the corporate
  • Assist in ad-hoc assignments upon required

 

Requirements:

  • Fully understand the regulatory system, portfolio and performance measurement of the SFC
  • Holder of SFC Type 1, 2(sole or non-sole) RO licenses preferred
  • Minimum 5-year solid management experience in financial industry
  • Degree or above in Finance, Business Administration or related discipline
  • Proficiency in written and spoken English and Chinese (including Mandarin)
More Jobs From Don Nelson Recruitment Limited
Don Nelson Recruitment Limited
Relationship Manager ( Mid Cap/ Large Corp) Corporate Banking
Don Nelson Recruitment Limited
Hong Kong
about 7 hours ago Full time HKD 50000 - 70000
More Jobs Like This
Fillture Group Limited
Responsible Officer - Type 4&9
Fillture Group Limited
Hong Kong
Fargo Wealth Group Limited
Part-time Responsible Officer Type 9
Fargo Wealth Group Limited
Hong Kong