Responsible officer Type 2 Responsible officer Type 2 …

Michael Page
in Hong Kong
Permanent, Full time
Be the first to apply
Negotiable
Michael Page
in Hong Kong
Permanent, Full time
Be the first to apply
Negotiable
- Solid RO Type 2 experience - Strong client connection - Covered overseas markets such as LME, CME, ICE, SGX, etc.

Growing financial services company with Type 1,2,4,9 license

Description

  • Act as a Responsible Officer with management responsibilities and duties to supervise SFC regulated activities

  • Drive client acquisition and growth, identify new business opportunities with potential clients, such as institutional & corporate clients, professional investors, build client networking and relationship via sales and marketing activities including client seminars, webinar and business events

  • Already have strong connection with corporate clients, which are active in Futures and options business

  • Assist the Group's senior management to develop futures business development strategies and associated objectives, plans, organizational structure, control and policies

  • Supervise and manage daily operations, including account opening process, account's dealing activities, margin accounts' risk control and client services

  • Formulate, review and update the operations procedures and establish proper documentation of all regulated activities

  • Work in conjunction with regional compliance, legal, risk, credit, product and technology teams to deliver enhance products

  • Covered overseas markets such as LME, CME, ICE, SGX, etc.

Profile


Requirements

  • Current SFC Type 2 Responsible Officer License Holder

  • Solid experience in securities firm

  • Good track sales record in Futures & options to institutional client base

  • Strong interpersonal skill and familiar with HK and PRC finance markets

  • Speak both spoken, written Putonghua, Chinese and English

  • Proactive, Innovative and a good team player

Job Offer

Good culture

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Hayley Law on +852 3412 4814.

Michael Page logo
More Jobs Like This
See more jobs
Close
Loading...
Loading...