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Risk Specialist - 12 months Renewable Contract

Hays Hong Kong
Posted 3 days ago Contract HK$40k - HK$45k
R
Posted by
Rubern Ilangovan
Recruiter

Your new company

My client is a top tier investment bank in Hong Kong and they are looking for a Business Risk Specialist. You’ll be working in Front Line Support (FLS) team locally report into the Wealth Management APAC Business Risk Organization (BRO) team.

Your role

We are looking for a high caliber individual with these qualities to assist the following:

  • To perform control testing in order to assess misconduct cases for remediation, escalation and communicate preventive measures to the Front line
  • Control testing timeline will be time critical and required to be performed in line with a newly agreed control review methodology which includes review of front office communications with clients, including (i) detailed email review, (ii) detailed review of internal contact notes / call reports, and (iii) , tape listening. Other review methods may be deployed and may be pre-agreed with supervisor.
  • To carefully document findings and provide a final assessment / conclusion for cases requiring discussion or escalation
  • Become a subject matter expert ('SME') on the control, giving considered feedback on how the control is operating and if and how over time it may be improved
  • A strong team player, positive attitude and
  • Assist the Supervisor with other control tasks & provide trainings to the team members as and when required.


Requirements needed

  • At least 3-4 years in risk, controls, investigations, compliance, audit and/or legal, tape listening, investment suitability and experience working in the Banking Industry, preferably in wealth management sector
  • Proficiency in English as the candidate is required to communicate well with counterparts in the region
  • Good knowledge of wealth management financial products and services


Please apply now or send an email to samantha.kok1@hays.com.my for a private discussion!

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