Risk & Compliance Assistant

Location: Wan Chai, 中環廣場

Time: Mon. - Fri.

KEY RESPONSIBILITIES 

• Work closely with the Investment Team to provide timely and strong supports for their ongoing business requirements and daily transactions on investment guideline management controls (fixed income focus).
• Pay full attention to the compliance of daily operation across investment management functions, promptly report and escalate compliance risks in accordance with the internal policies and procedures once they are detected
• He/she will ensure compliance with all applicable regulatory requirements of type 1, 4 and 9 regulated activities of SFC, including investment compliance, general compliance.
• Any Ad-hot job task from management team.

Requirements:

• University graduate
• Minimum 4 years relevant working experience. Candidate who has more legal and compliance experience in licensed financial institution will be considered as Assistant Manager.
• Good command of written & spoken English and Chinese (both Cantonese and Mandarin)
• Familiar with regulatory environment in financial industry, ideally asset management.

We offer attractive fringe benefits and remuneration package with good career prospects for the right candidates. Interested parties please send your application with detailed CV including availability, current and expected salary in MS Word format by clicking Apply Now.