Risk & Compliance VP to SVP Trustee Risk & Compliance VP to SVP Trustee …

Morgan McKinley
in Hong Kong
Permanent, Full time
Last application, 27 Jan 22
Competitive
Morgan McKinley
in Hong Kong
Permanent, Full time
Last application, 27 Jan 22
Competitive
Risk & Compliance VP to SVP Trustee
Business Risk Consultant with International Private Bank under Business Unit. Reporting to both business team and the risk team

Responsibility:
  • To manage the compliance matters related to the operations of pension and trust businesses and ensuring all compliance monitoring and control measures are prepared properly
  • To oversee all the activities of Risk & Compliance Section
  • To take up the 2nd line of defence responsibilities to oversee, monitor and facilitate the implementation of effective risk management practices
  • To ensure that the operations of pension and trust businesses comply with the applicable legislation, rules and guidelines issued by the regulatory authorities
  • To report to the relevant regulators, the Central Compliance Department and/ or the Anti-Money Laundering Compliance Department of the Bank on any events of significant nature
  • To monitor the rectification action taken for rectifying any breach
  • To constantly observe the changes in the legislation affecting the operations of pension and trust businesses
Requirement:
  • University graduate, preferably in Business, Accounting, Law, Finance or related disciplines.
  • A minimum of 8 years' experience in audit or compliance field, with at least 5 years in supervisory.
  • Strong technical knowledge of the operations of pension and trust businesses
  • Good understanding of relevant regulatory requirements including but not limited to pension and trust, AML, CRS and FATCA
  • A team player with good communication skills and risk awareness
  • Good command of both spoken and written English and Chinese, fluency in Putonghua is preferable.
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