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The Bank of East Asia, Limited

Audit Manager (Compliance) - Banking Audit

The Bank of East Asia Hong Kong
Posted 2 days ago Permanent Negotiable
W
Posted by
Wesley Shin
Recruiter
The Bank of East Asia, Limited ("BEA") is Hong Kong’s largest independent local bank with 48 branches, 42 SupremeGold Centres, and 3 i-Financial Centres throughout the city. Overseas, BEA has established a presence in Southeast Asia, the United Kingdom, and the United States. Worldwide, including Hong Kong and the rest of Greater China, BEA operates around 130 outlets and employs approximately 8,000 people. We invite you to become part of our team and to pursue a bright and exciting future.

 

 

Audit Manager (Compliance)  - Banking Audit (Job ID 4198)


Responsibilities

 

  • Be a team member of Banking Audit Department
  • Develop and implement comprehensive audit plans for compliance and AML/CFT audits, to assess the adequacy of internal controls
  • Assist in preparing and present audit findings to auditees and stakeholders and ensuring that recommendations and appropriate controls are implemented
  • Maintain and enhance rapport and communications with auditees to gain their confidence, respect and cooperation
  • Assist the supervisor in establishing and implementing annual audit plan, ensuring the internal audit function complies with sound internal auditing principles
  • Assist the supervisor in ensuring that necessary resources are available in preparing audit plan
  • Prepare audit notification letter, programme, working paper and draft internal audit report
  • Perform effective audit field works, including walkthrough and substantive testing, to provide solid audit assurance and audit conclusion
  • Assist the supervisor in coaching subordinates and review their audit works
  • Perform follow-up review and issue verification to ensure the effectiveness and timeliness of remedial actions taken to address the audit findings raised by regulators, internal and external auditors.
  • Engage in investigations, ad hoc assignments or special project if necessary

 

Requirements

 

  • University graduate in relevant discipline, such as Accounting / Finance or other business-related discipline, with relevant professional qualifications, such as CPA / ACCA / FRM / CAMS, will be a plus.
  • At least 3 years’ relevant experience in banking / financial services with strong technical knowledge on compliance and AML/CFT    
  • Relevant HKIB qualification would be an advantage
  • Sound knowledge of internal auditing, along with experience in applying data analytics, will be a plus
  • Being Independent, self-motivated, and detail-oriented, with the ability to apply effective project management skills and good coaching skills
  • A team player with good communication skills and risk awareness
  • Good command of both spoken and written English and Chinese

 

 

Please apply online via the BEA Careers website at https://careers.hkbea.com/psp/hcmprd/EMPLOYEE/HRMS/c/HRS_HRAM.HRS_APP_SCHJOB.GBL?Page=HRS_APP_JBPST&Action=UFOCUS=Applicant&SiteId=1&JobOpeningId=4198&PostingSeq=1 or by clicking the "Apply Now" button below. Kindly note that if you are a new user, you have to first create your User Profile before you can apply.

Personal data provided by job applicants will be used for recruitment purposes only and will be treated in accordance with the Bank's Personal Data Policy, which is available upon request. Applicants who are not invited for interviews within six weeks may consider their applications unsuccessful and the personal data collected will be destroyed after six months

Job ID  4198
ABOUT COMPANY
Hong Kong
9300 Employees Retail Banking
Incorporated in Hong Kong in 1918, The Bank of East Asia, Limited ("BEA") is dedicated to providing comprehensive corporate banking, personal banking,...
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