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Senior Compliance Advisor (Fixed Term Contract)

Fusion Bank Limited Hong Kong
Posted 3 days ago Permanent Competitive

Responsibilities:

  • Monitor and mitigate regulatory compliance risk for the Bank
  • Provide regulatory and compliance related advice and support to management and business, in relation to banking compliance (on matters concerning products and conduct for retail, corporate and consumer lending businesses), investment compliance, compliance review, FATCA (as Responsible Officer) and CRS
  • Manage and supervise the general compliance team with three members currently, and report to the General Counsel & Chief Compliance Officer
  • Act as a main point of communication with regulators
  • Develop and enhance the bank-wide compliance program, including review of policies and procedures
  • In conjunction with company secretary and HR, liaise with directors and shareholders as regards regulatory reporting
  • Act as a gatekeeper for ensuring the license conditions are met
  • Follow local regulatory developments, conduct gap analyses and make recommendations in a timely way with high quality
  • Regularly update and deliver compliance training program, institutionalize compliance know-how and actively develop team members
  • Handle ad-hoc tasks as required by management

Attributes we look for:

  • At least 8 years compliance experience gained from reputable banks, financial regulators or professional advisory firms, and at least 4 years of team management experience
  • Bachelor’s degree in relevant field (e.g. Finance, Accounting, Law) or relevant professional certifications (e.g. HKIB CCOP(GC) and/or HKIB CCOP(IIC)) are preferred
  • Has excellent knowledge of relevant laws and HKMA and SFC regulations
  • Has good working knowledge of banking products and operations
  • Has experience with administering policies or handling issues concerning personal data and privacy
  • Be open-minded and focused on solutions, possess growth attitude, has good communication skills, capable of working under time pressure when occasion arises
  • Excellent team management and motivation skills
  • Embrace Fintech industry
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