For Recruiters
OCBC Wing Hang Bank Limited

Senior Compliance Testing Specialist (Manager/AVP)

OCBC Wing Hang Bank Limited
Hong Kong
Posted 4 days ago Permanent To Be Confirmed
J
Posted by
Julie Lai
Recruiter

Responsibilities

  • Conduct compliance review and monitoring (including branch visit, thematic review of regulated activities etc.) across the Bank based on the approved annual compliance review plan
  • Identify and advise relevant units on compliance issues and potential impact
  • Provide and follow up the implementation of recommendations on compliance issues and findings identified
  • Assist in planning, developing and designing the compliance monitoring programmes
  • Assist in handling compliance-related self-assessments by regulatory authorities (e.g. HKMA and HKDBP etc.)
  • Assist in reporting issues identified in compliance monitoring, external examination / self-assessment to the management
  • Handle ad-hoc tasks in relation to compliance monitoring

 

Requirements

  • Bachelor degree in any disciplines, preferably major in Laws, Finance or Accounting
  • 5 years in compliance, audit and related fields with hands-on experience in compliance
  • Sound knowledge in banking products and well versed with the contemporary regulatory requirements e.g. Code of Banking Practice, Securities & Futures Ordinance, HKMA, SFC and IA circulars and guidelines etc.
  • Possess qualifications of ECF-AML & CFT would be an advantage
  • Self-motivated, good interpersonal, analytical and presentation skills
Job ID  SYL/CED-GC-TC/EF
ABOUT COMPANY
Hong Kong
2000 Employees Retail Banking
OCBC Wing Hang, together with its subsidiaries and affiliated companies, offers a comprehensive range of commercial banking products and services and ...
More Jobs From OCBC Wing Hang Bank Limited
OCBC Wing Hang Bank Limited
Manager/AVP, Business Compliance, Corporate & Commercial Banking
OCBC Wing Hang Bank Limited
Hong Kong
4 days ago Full time To be confirmed
OCBC Wing Hang Bank Limited
Manager/AVP, Compliance (AML Advisory Team)
OCBC Wing Hang Bank Limited
Hong Kong
4 days ago Full time To Be Confirmed
OCBC Wing Hang Bank Limited
Corporate Sales, Global Treasury
OCBC Wing Hang Bank Limited
Hong Kong
19 days ago Full time To be confirmed
OCBC Wing Hang Bank Limited
Business Analyst - Securities Brokerage Trading and Settlement Systems
OCBC Wing Hang Bank Limited
Hong Kong
3 days ago Full time To Be Confirmed
OCBC Wing Hang Bank Limited
AVP, Financial Crime Compliance (Policy and Governance Team)
OCBC Wing Hang Bank Limited
Hong Kong
4 days ago Full time To be confirmed
OCBC Wing Hang Bank Limited
AVP, Sustainable Finance
OCBC Wing Hang Bank Limited
Hong Kong
5 days ago Full time To Be Confirmed
OCBC Wing Hang Bank Limited
Assistant Vice President, Integrated Risk Assessment
OCBC Wing Hang Bank Limited
Hong Kong
about 12 hours ago Full time To be confirmed
OCBC Wing Hang Bank Limited
Assistant Vice President, Investment Solutions
OCBC Wing Hang Bank Limited
Hong Kong
3 days ago Full time To Be Confirmed
OCBC Wing Hang Bank Limited
Officer / Assistant Manager - System Support, Shares Brokerage
OCBC Wing Hang Bank Limited
Hong Kong
3 days ago Full time To Be Confirmed
Recommended Jobs
Optiver Group
Senior Compliance Officer
Optiver Group
Hong Kong
China Construction Bank (Asia) Corporation Limited
Assistant General Manager, Financial Control
China Construction Bank (Asia) Corporation Limited
Hong Kong
The Bank of East Asia
Information Security Manager (Cybersecurity)
The Bank of East Asia
Hong Kong