Senior Compliance VP (Private Banking)

  • Bonus
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Hudson Hong Kong
  • 13 Mar 18 2018-03-13

A great opportunity to lead the private banking and wealth management compliance function in a well established financial institution in Asia.

Company Description:

Our client is one of Asia's fastest growing financial institutions, offering a diverse range of financial solutions to their clients. As their private banking and wealth management business is rapidly growing, they are seeking a Senior Compliance Vice President to join their compliance team.


  • Ensure compliance within the private banking and wealth management business for the financial institution
  • Render regulatory compliance advice on all aspects of compliance
  • Liaise with regulators as well external partners regarding documentation, process flows and policies
  • Provide compliance advice on new financial products and launches
  • Perform transaction monitoring, AML and CFT requirements


  • University degree in Finance/ Accounting/ Law or any related discipline
  • 6 years of compliance experience within the Private Banking and Wealth Management sector
  • Excellent command in spoken and written English and Chinese, fluency in Mandarin
  • Strong analytical skills and startup experience is also highly preferred

To apply please click on the "Apply" button or contact Sarah Tran at quoting ref. no. HK133735 or call +852 2919 6217 for a confidential discussion. Your interest will be treated with strict confidence.