Senior Equities Compliance Manager Senior Equities Compliance Manager …

Macquarie Group
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 10 Sep 19
Competitive
Macquarie Group
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 10 Sep 19
Competitive
Macquarie Group
Senior Equities Compliance Manager
In this leading role, you will help ensure that our Commodities and Global Markets equities and trading businesses continue to comply with relevant regulatory requirements and Macquarie compliance policies. You will develop and review compliance controls and provide compliance feedback on new products and businesses as we continue to build out our cash and equity derivatives platform.

Your outstanding communication skills will make it easy for you to enhance our relationships with key members of the business, including senior management, regulators and support services. Your solid understanding of the products involved, and your robust understanding of regulatory frameworks and trading rules will make you a trusted advisor in reviewing and/or preparing responses to regulatory inquiries and investigations, regulatory reports, management reports and other ad hoc reports.

To be successful in this role, you will ideally have a track record of solid experience gained within an investment banking and regulatory environment. Your prior experience working in a fast-paced trading floor environment will be highly valued. Your ability to work independently to meet deadlines and determine priorities will also make you an ideal candidate.

If you are looking for a new challenge within the compliance space, we welcome you to join our dynamic and active team by applying now.

Risk Management Group is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Credit, Prudential, Capital and Markets, Market Risk, Operational Risk, Compliance, Quantitative Applications and Internal Audit.

Macquarie understands the importance of diversity and inclusion - our long history of success has come from being different. At Macquarie we value the innovation and creativity that diversity of thought brings. The one thing we all have in common is our focus on high performance. If you're capable, motivated and can deliver, we want you on our team. We facilitate a range of flexible working arrangements within our teams. Talk to us about what flexibility may be available.

Find out more about Macquarie at www.macquarie.com/about .

Advertised: 21 Mar 2019 China Standard Time
Applications close:

Company Overview

The best investment you can make is in yourself.

Whether you’re looking to take on a new project; progress within your division; explore an opportunity in a different team; or relocate globallyat Macquarie, you can choose a career route that’s as unique as you are

We’re a diversified financial group providing clients with asset management and finance, banking, advisory and risk and capital solutions across debt, equity and commodities.

To find out more about a career at Macquarie, visit www.macquarie.com/careers.

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