Senior Manager/ Manager, Central Compliance

• Work with key stakeholders to analyse the potential impacts of regulatory requirements;
• Assist the Head of Compliance to conduct reviews and monitor internal policies and procedures to ensure compliance with regulatory requirements;
• Handle licensing related matters, regulatory filing and reporting for the company;
• Staff dealing monitoring; CPD/CPT and relevant monitoring.;
• Assist the Head of Compliance to provide compliance training and promote compliance awareness among the Bank staffs;
• Assist in liaising with regulators on compliance matters and regulatory enquiries/examination related to VB;
• Handle ad-hoc projects as from time to time be assigned by the Head of Compliance;
• Provide compliance advice on incidents/complaint cases
   

Key Requirements:

• At least 6-8 years experience in compliance/risk management role of a banking or financial institution;
• Familiar with general banking products and services offered in HK;
• Have experience in interacting with regulatory bodies (e.g. HKMA, SFC)
• University graduate in Legal, Finance or business-related qualification
• Excellent written and verbal communication skills in English, Cantonese and Mandarin
• Ability to collaborate with other team members
• Detail-oriented, analytical and ability to identify potential issues and solutions
• Have passion to work in VB environment
• Less experienced candidate will be considered for Manager level