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Bauer Kaiser & Co. Ltd

Senior Manager, Private Banking Business Control

Bauer Kaiser & Co. Ltd Hong Kong
Posted 4 days ago In-Office Permanent HK$50k - HK$70k
C
Posted by
Connie Ho
Recruiter
Job Highlights • Banking experience is a must • Private Banking Development Project • Knowledge of Regulatory requirement

On behalf of our client, a local banking group in Hong Kong. We are inviting high calibre team head to apply the following position to develop their career ladder in professional banking services.

 

 

Job Description

  • Conduct investment products post transaction monitoring to ensure sales activities are conducted according to guidelines and regulatory requirements
  • Conduct assessment to ensure frontline business meet compliance and regulatory requirement
  • Prepare MIS reports and conduct analysis on PBD sales quality for management review
  • Implement the latest regulations development on banking/investment activities including procedures and documents write-up/revision
  • Perform periodic review on department procedures and guidelines
  • Provide guidance to PBD staff on the new and existing regulations, policies, procedures and guidelines
  • Lead PBD projects in relation to private banking business controls
  • Participate in product type development, operations projects in the parts related to procedures and documents write-up/revision
  • Staff training on new products, services, policies, procedures and guidelines

Requirements
 

  • Bachelor degree or above in related discipline
  • Minimum 5 years of relevant experience in Banking industry  
  • Professional licensing qualifications per local regulatory bodies requirement preferable
Job ID  eFIN_PBbizcontrol_CH
ABOUT COMPANY
Hong Kong
Retail Banking
Looking for top-talent, Bauer Kaiser partners with Hong Kong’s leading banking institutions and multi-national corporations. Bauer Kaiser is a consul...
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