Senior Manager, Regulatory Compliance (Advisory) Senior Manager, Regulatory Compliance (Advisory) …

Captiare Limited
in Hong Kong
Permanent, Full time
Last application, 27 Sep 21
Captiare Limited
in Hong Kong
Permanent, Full time
Last application, 27 Sep 21
Posted by:
Angela Ho • Recruiter, Banking & Finance
Posted by:
Angela Ho
Recruiter, Banking & Finance
My client, one of the Chinese-backed vibrant virtual banks, is seeking for a volatile and pragmatic Compliance professional to become one of their core members. Working closely with different business lines and providing advisory. Annual package up to HK$850k.

Major Responsibilities:

  • Provide compliance advisory on retail and business banking business in VB;
  • Work with key stakeholders to analyse the potential impacts of new regulatory requirements and implement new regulatory requirements from time to time;
  • Review new business initiatives from compliance perspective;
  • Establish, review and monitor internal policies and procedures to ensure compliance with regulatory requirements;
  • Provide compliance training and promote compliance awareness among the Bank staffs;
  • Assist in liaising with regulators on compliance matters and regulatory enquiries/examination;
  • Handle ad-hoc projects assigned by the Head of Compliance from time to time


Key Requirements:

  • Degree or above in Law, Risk Management, Business Administration or related disciplines, preferably with relevant qualification (e.g. CPA, ACCA, FRM, CAMS, etc.)
  • Around 6-8 years’ experience in compliance role of a banking or financial institution
  • Familiar with general banking, investment/insurance products and services for retail/business banking in HK
  • Experience in advising digital banking is highly desirable
  • Experience in interacting with regulatory bodies (e.g. HKMA, SFC);
  • Excellent written and verbal communication skills in English, Cantonese and Mandarin
  • Detail-oriented, analytical and ability to identify potential issues and solutions
  • Have passion to work in VB dynamic environment
  • Less experience candidate will be considered as Manager level


Please note that only shortlisted candidates will be notified. All information gathered will be treated in strict confidence and solely used for recruitment purposes.

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