Senior Vice President / VP, Compliance (Private Banking) Senior Vice President / VP, Compliance (Private  …

Talent Axis
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Negotiable
Talent Axis
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Negotiable
Our client, a Chinese well-established bank, is now seeking an experienced candidate to join their team.

Responsibilities

  • Provide advisory services on Investment and Insurance businesses for compliance with relevant regulatory requirements
  • Participate in new product development compliance related work
  • Provide support development, implementation and regular review of policies and procedures relating to PB business
  • Perform system integration tests, and UAT on Compliance system
  • Provide compliance advice and support to Senior Management
  • Handle regular compliance reviews and HKMA enquiries
  • Conduct General Compliance and AML training, keep up to date with implementation of new or revised regulations and update bank staff of the same
  • Assist in audits and inspections, and investigations where required
  • Involvement in special work projects as and when required

 

Requirements

  • Degree Law, Finance and Accounting or other related discipline
  • Minimum 8-10 years relevant experience in compliance or internal auditing in Private Banking
  • Good command of English and Chinese
  • Excellent team player with strong interpersonal skills
  • Able to work under pressure and tight timelines
  • Candidate has less experience will be consider as Assistant Vice President
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