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Technology & Operations Risk - Operations Risk Group, Associate

Morgan Stanley
Hong Kong
Posted about 6 hours ago Permanent Competitive
Technology & Operations Risk - Operations Risk Group, Associate

This role will reside within the Technology and Operations Risk Utility function in Asia and support the Operations Risk Group (ORG).

Technology and Operations Risk is a global risk team to ensure that adequate controls are in place to mitigate Operational Risk across Operations and to protect the firm from such risks. Operational Risk refers to the risk of financial or other loss, or potential damage to a firm's reputation, resulting from inadequate or failed internal processes, people, systems, or from external events impacting the full scope of its business activities, including revenue-generating activities and infrastructure groups.

With the increasing demand over regulatory risk and internal controls, a challenging opportunity has come up to support, monitor and manage the Operational Risk programs for Asia Operations. We are looking to attract a senior recruit to the Asia Operational Risk Coverage team, with coverage responsibilities for Operational Risk reporting, client money and assets reporting, regulatory inspection coordination, incident monitoring and management, risk issues and actions monitoring as well as driving risk initiatives relating to Operational Risk and Regulatory Controls.

Primary responsibilities:

- Responsible for the Operations Risk Reporting for Asia Operations including Japan

- Provide support and manage risk incidents, KRIs and open issues/ actions, etc.

- Risk Monitoring and Oversight includes Asia Operational Risk Incident Monitoring and Monthly Reporting, Asia/ UK Senior Managers Regime Operational Risk Incident Monitoring and Monthly Reporting, Client Money and Assets Quarterly Reporting

- Support the Regional Leads to manage and liaise with regional stakeholders to ensure smooth rollout and implementation. Examples of Risk Agendas includes Regulatory Remediations, Risk and Control Self-Assessments, Regulatory Inspection and Audits, Material Operational Risk Event Deep Dives, Operational Control Framework Implementations
Job ID  3206785
ABOUT COMPANY
Hong Kong
68000 Employees Investment Banking / M & A

Morgan Stanley has earned a worldwide reputation for the excellence of its advice and execution in financial markets. With offices in more than 41 countries, the firm is truly global-and a market leader in the U.S., Europe and Asia as well as in emerging markets. Morgan Stanley's success rests on the talents and passion of our people, who share a common set of values and bring excellence and integrity to everything they do. We seek to grow long-term relationships by virtue of our consistently rigorous thinking and the unsurpassed access to financial markets that Morgan Stanley can bring. This means providing leadership in specific areas such as investment banking, debt and equity underwriting, research, and sales and trading. We also focus increasingly on creating custom-tailored solutions that cut across functions to help our clients realize new opportunities and solve complex problems. Our aim is to be the first choice of everyone who deals in financial markets, whether as prospective clients, employees or investors.

We believe our greatest asset is our people. At Morgan Stanley, you’ll find trusted colleagues, committed mentors and a culture that values diverse perspectives, individual intellect and cross-collaboration. Visit https://www.morganstanley.com/people to discover who we are and the right opportunity for you.

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