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Ashford Benjamin Ltd

Trade Surveillance - Global Investment Bank

Ashford Benjamin Ltd Hong Kong
Posted 20 hours ago Permanent Competitive
V
Posted by
Vivian Chen
Associate Director
We are partnering with a global investment bank on multiple surveillance hiring. Candidates with Trade Surveillance, Market Surveillance or Surveillance monitoring and testing or governance background will be considered.

Responsibilities:

  • Provide surveillance advisory for APAC region
  • Review and design surveillance and compliance testing program, conduct UAT and post validation
  • Maintain surveillance governance framework, identify potential system improvement
  • Conduct surveillance analysis and related regulatory updates

Requirements:

  • Minimum 3 years’ of experience in surveillance, familiar with related systems
  • Strong communication skill in English

 

ABOUT COMPANY
Hong Kong
HR & Recruitment
Ashford Benjamin is a leading executive search firm, focusing on the legal, risk & compliance professions. The majority of our projects are retained, ...
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