VP, Corporate Banking Compliance- Fast Growing Bank in Hong Kong

  • HK$1.2M base
  • Hong Kong
  • Permanent, Full time
  • Aquis Search , EA Licence No: 16S8125
  • 09 Nov 18

Our client, a fast growing bank in Hong Kong is looking for a seasoned compliance candidate with strong corporate banking experience to join their expanding team in Hong Kong.

Responsibilities:

-        To provide advice to the stakeholders to meet all the relevant regulatory and legal requirements for the Bank
-        Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements
-        Conduct gap analysis on major regulatory topics to determine whether the quality of the existing systems/processes of control/arrangement are up to the standards/expectations of Head office and regulators  
-        Develop and conduct on-going review of compliance related policies & procedures; identify key  issues to be enhanced and rectified
-        Develop and deliver compliance related trainings in enhancing employee’s awareness and knowledge
-        Provide guidance and support to various business units to maintain a high level of compliance awareness
-        Supervise and manage the team to perform daily compliance functions
-        Liaise with local regulators, the senior management and Head office on any compliance related matters
-        Handle ad-hoc compliance related projects as assigned by supervisors or management


Requirements:
-        Degree holder preferably with legal, auditing, accounting or related disciplines; professional qualifications such as HKICPA , etc. would be an advantage
-        At least 7 years’ relevant experience in regulatory compliance mainly gained from a banking environment

-       Familiar with corporate lending and transaction banking products
-        Previous  advisory or enforcement experience gained from regulators is an advantage
-        Good knowledge and understanding in banking ordinances, operations, products and services    
-        Strong ability to comprehend relevant laws and regulations professionally, and apply into commercial situation and environment
-        Proficient in both spoken and written English and Chinese (Cantonese is a MUST)