Vice President, Central Compliance Vice President, Central Compliance …

GF Holdings (Hong Kong) Corporation Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 07 Jul 19
60K + Performance Bonus
GF Holdings (Hong Kong) Corporation Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 07 Jul 19
60K + Performance Bonus
GF Holdings (Hong Kong) Corporation Limited
About GF Holdings (Hong Kong) Corporation Ltd About GF Holdings (Hong Kong) Corporation Ltd GF Holdings (Hong Kong) Corporation Limited (“GF Holdings (HK)”) (Stock Code 1776.HK) is a wholly-owned subsidiary of GF Securities (Stock code 000776.SZ), responsible for managing and planning the business of all Hong Kong-based wholly owned subsidiaries of GF Securities. We provide full-range cross-border securities and financial services for customers by fully utilizing the brand, business and network advantages of GF Securities.

Responsibilities

  • Provide practical and accurate compliance advice to foster sustainability and development of the group’s brokerage, sales, research and advisory businesses
  • Conduct periodic and ad hoc review of internal policies and operational procedures in light of evolving regulatory environment
  • Liaise and collaborate closely with stakeholders for implementation of compliance related projects
  • Perform institutional risk assessment and identify areas for improvement in AML/CFT process and transaction monitoring system 
  • Design, develop and execute compliance monitoring program, as well as recommend corrective solutions for any deficiencies identified
  • Handle regulatory requests, enquiries and examinations in a proper and timely manner
  • Deliver ongoing internal trainings on compliance matters as and when appropriate

Requirements

  • Self-motivated, able to work independently and collaboratively in a highly dynamic environment
  • Sound knowledge in rules and regulations administered by the SFC, compliance best practices, financial products as well as securities business
  • Strong analytical skills with ability to make prompt and accurate recommendations
  • Good interpersonal and communication skills
  • Degree holder in Law, Accounting, Finance, Business Administration or related discipline
  • Five-year solid work experience in regulatory, AML or brokerage compliance preferably in Chinese financial institutions or regulatory bodies
  • Proficiency in both written and spoken English and Chinese (including Mandarin)
  • Immediately available is highly preferred

Note: Candidates with less experience will be considered for Associate position

Further information about our group companies can be found at www.gfgroup.com.hk and www.gf.com.cn

All applications will be treated in the strictest confidence and personal data collected will be used for recruitment purpose only.

Company Overview

GF Holdings (Hong Kong) Corporation Limited (“GF Holdings (HK)”) is a wholly-owned subsidiary of GF Securities (Stock code 000776.SZ & 1776.HK), responsible for managing and planning the business of all Hong Kong-based wholly owned subsidiaries of GF Securities. We provide full-range cross-border securities and financial services for customers by fully utilizing the brand, business and network advantages of GF Securities.

Established in 1991, GF Securities is one of the first, full-service securities companies in China. We provide comprehensive, industry leading capital market services for high-net-worth individuals and outstanding small and medium sized enterprises throughout China. GF Securities operates 264 brokerage branches, providing extensive services to cities and autonomous regions of 31 provinces throughout China.

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