For Recruiters

Vice President, Client Onboarding & KYC, Global Markets

Page Executive Hong Kong Hong Kong
Posted 3 days ago In-Office Permanent HK$1100k - HK$1300k
We have been instructed on an exclusive basis to look for a Vice President, Client On-boarding and Know Your Client (KYC) Hong Kong Lead to manage their Capital Markets/ Global Markets COB/KYC matters. This is a first line role, sitting closely with the business and working extensively with their second line of defense. It's a new headcount in Hong Kong.

This is an opportunity to work for a stable, well established mid-size Investment Bank. They offer one of the best platforms and culture to employees. They often emphasize on work life balance, diversity and work ethics.

Description

Reporting to the Head Office in North America, you are responsible for:

  • Review performance and identify gaps and implement action plans to resolve issues.
  • Ensure Client On-boarding processes are well-defined and ensure controls and coordination in overall on-boarding process
  • Deliver ongoing improvements in the overall end-to-end process of on-boarding new clients into Global Markets
  • Ensure no gaps and defects in KYC files and process
  • Oversee COB and KYC teams for on-boarding and related KYC processes in Asia
  • Partner with Global teams to assist with completion of Asia files
  • Handle KYC/ COB escalations and investigate and update senior management
  • Able to work independently without a big team
  • Ensure client privacy and confidentiality is maintained throughout the process

Profile

The ideal candidate will have over 8 years of experience in financial services industry in Client On-boarding, AML/Compliance, KYC and 1st line work. The candidate must have capital / global markets and banking products across commercial lending, trade finance, treasury and etc. It will be a plus if the candidate has good understanding of AML regulations, Dodd-Frank, OTC Derivatives Reporting, and etc.

The candidate must have proven ability to guide initiatives for the group. He/ she must have excellent level of relationship management and interpersonal skills.

Job Offer

This bank provides one of the best and most stable platforms. Great colleagues, excellent culture and well compensated.

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Jeremy Lam on +852 2848 4711.

job_description_image
Job ID  JN -102022-5787881
ABOUT COMPANY
Hong Kong
HR & Recruitment

The executive search division of PageGroup, Page Executive provides a range of search, selection and talent management solutions for organisations on a permanent and interim basis.

We are recognised for our powerful in-house research function, the speed and flexibility of our response, and our high success rates in sourcing qualified candidates at senior management, executive and leadership levels.

We invest in building close and lasting relationships with our clients and the candidates.

More Jobs From Page Executive Hong Kong
Page Executive Hong Kong
Deputy Regional Head of AML, Retail & Corporate Bank
Page Executive Hong Kong
Hong Kong
4 days ago Full time HK$1800k - HK$2000k
Page Executive Hong Kong
Vice President, Cost Management, International Bank
Page Executive Hong Kong
Hong Kong
5 days ago Full time HK$1200k - HK$1201k

Boost your career

Find thousands of job opportunities by signing up to eFinancialCareers today.
More Jobs Like This