ENO - KYC Reactivation ENO - KYC Reactivation …

Credit Suisse
in Pune, Bangarde, India
Permanent, Full time
Be the first to apply
Credit Suisse
in Pune, Bangarde, India
Permanent, Full time
Be the first to apply
Credit Suisse
ENO - KYC Reactivation
We Offer
Job and Team Overview The Front Office Global Markets Client Lifecycle Management (GM CLM) exists to help protect business from regulatory risk. The KYCD group helps with the identification of financial crime related risks and adherence with requirements set out by the UK and US regulators in relation to new and existing clients.
The group works very closely with Global Client Onboarding (COB), Front Office Financial Crime & Complains (FCC) teams which moves clients from "prospect" to "customer" in the shortest possible time and liaises with the clients. GM CLM KYCD provides mentorship and advice to COB & Sales around KYC requirements and financial crime issues liaising with the second line of defense, FCC teams.
The KYC team member of the KYCD team is responsible for amending, reviewing, new and existing clients according to established policies and procedures.
Job Responsibilities
  • You're role will involve performing due diligence on new Clients, requesting the KYC information, documentation, review and verification of received documentation and making an analytical risk assessment for new Clients;
  • You will be required to periodically evaluate with regards to their KYC records as to completeness, including verifying that due diligence has been performed and that customer due diligence (CDD) standards are aligned with; also that the files and risk assessments are current and up to date existing clients according to established policies and procedures;
  • Periodical review of ;
  • Investigating high risk clients and reporting where necessary, including Politically Exposed Persons, and obtaining all necessary documentation to complete the client file;
  • Process amended client' records on our KYC and CDD database;
  • Communicate effectively and efficiently with the concerned internal and external parties to obtain KYC documents;
  • You should have a deep understanding of regulations, policies and procedures;
  • Specific projects which may rise from time to time
  • Verify the identity of prospective new clients and existing clients across the Global Markets division
  • Verification should be in accordance with local regulatory and Credit Suisse policies and procedures
  • Ensure clients are correctly classified as prescribed by CS Policy and Regulatory expectations
  • Provide training on KYC / AML to Colleagues and other Departments as required

You Offer
Qualifications and Requirements Bachelor degree or business administration or equivalent in a related discipline together with equivalent working experience;
  • Can demonstrate experience in KYC work within the financial service industry
  • Deep understanding of AML and CTF framework
  • Hedge fund industry and/or trust business experience along with compliance qualification is an added advantage
  • Strong research and analytical skills
  • Excellent interpersonal and communication skills
  • Good planning and time management skills
  • Ability to work independently and also to liaise with other departments to
  • Knowledge of UK /US regulatory environment and general AML and KYC principles (Preferable)
  • Good Excel and Power point skills