Compliance Associate - MiFID Investment Firm Compliance Associate - MiFID Investment Firm …

Black Swan Group
in Dublin, Leinster, Ireland
Permanent, Full time
Be the first to apply
45-55k base + bonus
Black Swan Group
in Dublin, Leinster, Ireland
Permanent, Full time
Be the first to apply
45-55k base + bonus
Established MiFID Investment firm seeks a compliance specialist to take the next step in their career and join their expanding function.

The position will be very varied, working as part of the Dublin based compliance team.

 

  • The role will get involved in a broad range of compliance duties such as:
  • AML and Customer Due Diligence checks and dealing with escalations from the business
  • Compliance monitoring;
  • Development and maintenance of policies and procedures;
  • Maintenance of internal registers, such as PA Dealing, Breaches, Complaints and Approved Persons;
  • Identify compliance, regulatory and risk issues
  • Ad hoc projects as and when required.

 

 

Skill Set Required:

  • Proven background gained in a compliance role with exposure to AML requirements
  • Experience within an asset management firm preferable but any exposure to a MiFID firm will be considered
  • Would suit a candidate with an operational background and recent experience in compliance/ disclosures/ transaction reporting;
  • Excellent communication skills;
  • Proactive approach to keeping on top of what the market is doing, looking at new regulations, etc;

 

For further information, please contact Aaron Bolton on +44 203 301 8711 or aaron.bolton@blackswangroup.com.

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