Consultant, Compliance (9 month FTC) Consultant, Compliance (9 month FTC) …

Northern Trust
in Limerick, Munster, Ireland
Permanent, Full time
Be the first to apply
Northern Trust
in Limerick, Munster, Ireland
Permanent, Full time
Be the first to apply
Northern Trust
Consultant, Compliance (9 month FTC)

Global Compliance Ireland has a structured and risk based Compliance Programme designed to provide assurance to senior management and the Boards of the Ireland Fund Administration and Depositary businesses on compliance with their regulatory obligations. There are nine team members based across Limerick and Dublin and the team is part of the wider EMEA and Global Compliance team.


The role of this position in the AML Compliance Team is to provide support directly to the MLRO in meeting regulatory and legislative requirements on a day to day basis. This role is a unique opportunity to support a busy compliance function at a time of increase in the level of focus on AML regulatory and compliance practices in addition to anti-fraud oversight and market abuse requirements.


- Support the regulatory change process by reviewing regulatory bulletins and other sources of information relating to AML/CTF and sanctions. Support the MLRO in the oversight of regulatory changes impacting Ireland (e.g. 4th AMLD).
- Maintain and develop local AML policy documents in line with regulatory expectations, ensuring the appropriate processes and procedures are in place to implement and support these policies.
- Investigation of Unusual Activity Forms related to fraud and / or money laundering with support provided to the MLRO in any external reporting to the authorities.
Prepare regular compliance reporting, both internal (e.g. Board, Risk Committee, Head Office) and external (e.g. Central Bank of Ireland).
- Manage and complete quarterly internal risk assessments relating to AML and Sanctions for corporate review.
Review of daily screening results of investor accounts.
- Respond to daily AML/CTF and sanctions queries from the business and attend meetings with internal and/or external clients when required.
- Monthly assurance testing and monitoring of investor AML processes performed by Operations AML Teams.
- Oversight of Personal Account Dealing transaction requests and Inside Information notifications with ongoing interaction at EMEA and Global level regarding compliance with internal policy and regulatory requirements.
- Responsibility for design and delivery of training to staff on AFC topics including AML, Suspicious Activity and Market Abuse (Personal Account Dealing)
- Take personal responsibility to continuously develop regulatory and business knowledge.
- Build effective internal and external relationships with key partners.


- Previous Compliance/ AML experience is a strong advantage
- Financial Services Experience is desirable
- Ability to work efficiently, meet demanding deadlines and balance multiple tasks
- Ability to work independently and partner effectively in a team environment.
- Excellent oral and written skills.
- Strong conceptual, analytical and problem solving skills.
- Strong Microsoft Outlook, Word, Excel and Power Point skills.
- Accuracy and a strong attention to detail.
- A self-starter who uses their own initiative to constantly develop and improve both their individual performance and that of the team.

About Northern Trust:

Northern Trust provides innovative financial services and guidance to corporations, institutions and affluent families and individuals globally. With 130 years of financial experience and nearly 20,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service.

Working with Us:

As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company that is committed to strengthening the communities we serve!

We recognize the value of inclusion and diversity in culture, in thought, and in experience, which is why Forbes ranked us the top employer for Diversity in 2018.

We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and ethical companies. Build your career with us and apply today.