Ø Supervising the compliance & risk of trade-related business operations
Ø Developing the compliance framework for securities, asset & wealth management
Ø Responsible for KYC/ AML / FCC monitoring
Ø Assessing and implementation of the company’s internal policies
Ø Work closely with the local government & regulatory bodies on compliance matters
Ø Any ad-hoc compliance matters
Ø 8 – 10 years’ of legal/ compliance experience in FI industry. Relevant working experience in IB, Securities firm ; especially pertaining to License 1 financial product etc will be most relevant
Ø Able to deal with the local regulatory bodies and especially always being updated of new regulatory requirements
Ø Qualifications like JSDA , Chartered Counsel, Chartered Accountant will be an advantage
Interested parties please send your resume in word format to Amy Ong at firstname.lastname@example.org
Regrettably only shortlisted candidates will be contacted
EA License Number: 16C7899
Registration no: R1762339
Amethyst Partners (a Trading Division of Timesconsult Pte Ltd)
Amethyst Partners offer specialized recruitment solutions within the asset management industry in the Asia Pacific region. We help our candidates to increase knowledge of their career options, and we provide strategic advice in unlocking their full career potential to achieve meaningful career advancement. We believe that career progression requires long-term planning, and thus we value good relations with our candidates to ensure that every career step they take could bring them closer to their personal goals.
If you are looking to speak with us for career advice, drop us your resume and/or contact at email@example.com and our sector specialist will follow up with you.