Investment Compliance Analyst in Operations, Associate Investment Compliance Analyst in Operations,  …

State Street
in Kraków, Malopolskie, Poland
Permanent, Full time
Be the first to apply
Competitive
State Street
in Kraków, Malopolskie, Poland
Permanent, Full time
Be the first to apply
Competitive
State Street
Investment Compliance Analyst in Operations, Associate
Job Title, Grade
Investment Compliance Analyst in Operations, Associate 1, Krakow

Position Description
Do you have an inquisitive mind? Are you good at resolving complex cases? Do you have an eye for details? If so, we might be looking for you to join our Investment Compliance team.
The purpose of Investment Compliance Analyst role is to ensure that shareholders assets managed by the Fund are invested in line with restrictions coming from the Law and Fund's legal documents such as Prospectus. Main responsibility of Compliance Analyst is to perform accurate analysis of alerts detected by the system and report any violation of rules to protect investor's best interest. On a daily basis, Investment Compliance Analyst will use his analytical skills and understanding of financial instruments to investigate and solve various compliance cases related to investment decisions made by the Investment Manager.

Primary Responsibilities
  • Monitor investment activity of the Investment Managers against Regulatory and Prospectus restrictions using dedicated Investment Monitoring Platform,
  • Analyze alerts flagged by the system by investigating accounting and custody records, researching market data platforms, reviewing legal documents and searching financial web-sites,
  • Create comments and conclusions based on the analyses and report violations to the clients,
  • Create reports for clients and auditors,
  • Identify regulatory restrictions and perform their set-up in the Investment Monitoring Platform.


Required Skills:

What we would expect from you:
  • Sharp analytical skills,
  • Attention to details,
  • Ability to research information and draw conclusions,
  • Flexible attitude and capability to work with deadlines
  • Self-motivated and self-reliant
  • Advanced level of English (Intermediate German or French where applicable),
  • Experience in using Microsoft Excel functions is essential
  • Understanding of financial instruments and markets
  • Curiosity and willingness to learn

What can you expect from us:
  • We are diverse team and we welcome (preferably but not only) graduates of economics, business, law, finance & accounting, science and language degrees
  • We value team work and continuous learning and development
  • We support each other and learn from each other
  • We strive for excellence in everything we do
  • We never stop to change

If this speaks to you - come and join us in Investment Compliance!
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