APAC Head of Foreign Exchange, Rates and Credit Compliance

  • Competitive
  • Singapore
  • Permanent, Full time
  • UBS AG
  • 20 Jan 19

APAC Head of Foreign Exchange, Rates and Credit Compliance



Your role
Do you have a well established understanding of the FRC (Foreign Exchange, Rates and Credit) Markets in APAC? Do you have demonstrable experience of leading a team in providing best in class Compliance advisory to such business units?

We are looking for an APAC Head of Foreign Exchange, Rates and Credit Compliance to:

– oversee the compliance and operational risk program across all FRC business lines for the APAC region; and for the Investment Bank in Singapore
– ensure compliance and operational risk frameworks are designed well and operating effectively for FRC in APAC; and across all business lines for the IB in Singapore
– assist to manage regulatory relationships including involvement in industry consultation, regulatory changes, product business applications and updates, regulatory inspection and audits and regulatory inquiries
– provide subject matter expertise and advice to business management in relation to controls, training, frameworks, information and insights required to manage compliance, regulatory and operational risk
– lead of behalf of the APAC region and participate in global FRC compliance and operational risk initiatives



Your team
Reporting directly to the APAC Head of IB C&ORC, you will be based in Singapore and lead a team of compliance and operational risk professionals across APAC. You will work closely with the Investment Bank business aligned C&ORC teams and with other C&ORC functional teams including Financial Crime, Employee Conduct and MS&C

You will also provide regional compliance and operational risk support to regional and local management in APAC, including amongst other things regulatory advisory support to regulatory developments, policy initiatives, risk assessments, projects and process improvement, training, drafting and implementation of regional policies and procedures.

Take the next step
Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.

About us
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?