Compliance Manager

  • 100K + Bonus
  • Singapore
  • Permanent, Full time
  • Drake International
  • 15 Jan 19

Our client is an CMS Licensed Firm and they are now seeking an experienced Compliance Manager to join their team in Singapore.

The Role

  • Liaise with internal/external auditors on regulatory matters.
  • Assist Compliance Manager on all regulatory compliance matters to discharge duties as and when required.
  • Maintain regulatory relationship with MAS and respond to queries from MAS
  • To assist in MAS reporting and notification.
  • Develop/review policies and procedures including manuals on local regulations
  • Organise and conduct periodic compliance reviews pertaining to the Financial Advisors Act, MAS Notices and Guidelines.

To Qualify

  • A recognized degree, preferably in Accounting, Banking & Finance, Law or equivalent.
  • High degree of professionalism, integrity and an exceptional team player
  • Minimum 5 years’ relevant experience in Compliance of a sizable financial institute/regulatory body,
  • Experience in administering and managing Anti-Money Laundering Program and well versed in banking laws
  • Excellent communication and interpersonal skills with ability to interact with all levels of staff and management.