Team Lead, Operational Risk Management, Vickers Securities Team Lead, Operational Risk Management, Vickers  …

DBS Bank Limited
in Singapore, Singapore, Singapore
Permanent, Full time
Be the first to apply
DBS Bank Limited
in Singapore, Singapore, Singapore
Permanent, Full time
Be the first to apply
Team Lead, Operational Risk Management, Vickers Securities
Business Function

DBS Vickers Securities is the wholly-owned brokerage arm of DBS Bank. Headquartered in Singapore, we provide a comprehensive blend of services for retail and institutional clients. We also have strong presence in Hong Kong, Thailand and Indonesia, as well as offices in USA and UK, and partnerships and affiliations across the rest of Asia. DBS Vickers Securities offers a broad range of services, which include share placement and trading, Exchange Traded Funds, and securities custodial services. We are also an active player in the distribution of primary and secondary issues in the Singapore and regional capital markets.

DBS Vickers Securities looks for individuals who are intellectually curious, creative and analytically interested in conducting in-depth evaluations of company performance and enjoy working in a challenging environment.


  • Enhance risk governance within unit by driving the unit operational risk committee or equivalent forum (as well as appointed secretariat for BCC forum)
  • Ensure timely implementation and socialisation of corporate operational risk policies and standards within unit.
  • Develop and ensure implementation of unit-specfic operational risk policies, where relevant and procedures.
  • Promote risk & control awareness, including ensuring operational risk trainings are conducted and training plans are established and complied with
  • Share operational risk best practices within the unit via monthly socialisation calls within risk teams across the DBSV Group
  • Ensure timely completion of unit RCSA programme and provide guidance on the identification/ assessment of risks and controls.
  • Timely reporting/ escalating of risk event/ significant incidents or issues
  • Review and validate risk events reported for factual accuracy, proper categorization of event, cause, effect, and ensure that proper action plans and controls are established to correct and prevent event from recurring
  • Provide guidance on operational risk procedures and controls processes
  • Collate, analyse, monitor and report KRI for the unit, ensuring that proper action plans are established to address issues.
  • Track and monitor issue/action plan arising from RCSA, risk event, KRI, regulatory inspection, audit or other risk issues and alert unit management of potential and/ or actual past due issues.
  • analyze and report unit operational risk profile (including or losses, RCSA issues, KRI trend, compliance breaches, business continuity readiness or other significant issues) to unit management, with proposed action plans to address the issues.
  • Liason for business intiative discussions (NPAs) and review of NPA documents
  • Timely collation of information required by use of various parties, eg, Capital Markets, RMG-MLR, RMG-OR, etc
  • Execute BCP responsibilities as per listed in the UORM roles and responsibilties.
  • Ad hoc projects assigned by COO


  • 8 years of experience in banking financial institutions
  • University degree or equivalent, with major study in finance, business administration, accountancy, economics
  • Experience in Operational Risk Management, familiar with ORM concepts, policies, tools, MIS and reporting, and conversant in Basel requirements for operational risk
  • Good project management skills, presentation and inter-personal skills
  • Excellent written and oral communication skills
  • Strong team player with ability to work professionally with team members and workgroups formed with other business/support units

Apply Now

We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognises your achievements.
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