Asset Management Compliance Analyst Asset Management Compliance Analyst …

Goodman Masson
in London, England, United Kingdom
Permanent, Full time
Last application, 08 Jul 20
GBP40000 - GBP50000 per annum
Goodman Masson
in London, England, United Kingdom
Permanent, Full time
Last application, 08 Jul 20
GBP40000 - GBP50000 per annum
A small Asset Manager based in the City of London are looking for an excellent Compliance junior to join their team.

A small Asset Manager based in the City of London are looking for an excellent Compliance junior to join their team.

The ideal candidate will be carrying out a range of administrative roles within the Compliance function, but be keen to understand how they fit in to the broader compliance processes and be flexible enough to take on a variety of tasks as required by the team. They will also be keen to learn and develop their skills and knowledge base.

Key duties include:

  • Assisting the Risk and Compliance team in maintaining compliance policies and procedures
  • Maintain the approval process and record-keeping logs for the Restricted List; Gifts & Entertainment; PA Dealing; Outside Business Interests; Insider/Project List
  • Perform post-trade monitoring of IMA guideline restrictions on Bloomberg AIM
  • Review e-communication alerts on Bloomberg Vault system
  • Organising and maintaining appropriate record keeping procedures and document filing
  • Perform AML sanctions checking including testing, setting up new names on World Check, screening and reviewing alerts

It is essential you have Minimum 2 years' experience in a Compliance based role within another buy side organisation and the ability to work well in a fast-paced, small team environment

Company Overview

With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.

We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.

 

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