Compliance Analyst Compliance Analyst …

Eximius Finance
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
£40,000 - £50,000
Eximius Finance
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
£40,000 - £50,000
Posted by:
Posted by:
Recruiter
A Generalist Compliance role at a Leading Global Investment Firm.

Responsibilites:

  • Maintaining compliance calendars
  • Maintain records and files
  • Assist with the Compliance Monitoring Program including conducting and documenting controls testing
  • Prepare regulatory filings
  • Assist with the maintenance of the Firm’s AML database

Experience: 

  • Knowledge of regulatory regimes applicable to investment firms
  • AML or related compliance experience in an institutional asset manager
  • Genuine interest in compliance and regulation
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