Compliance, Consumer Compliance, Analyst Compliance, Consumer Compliance, Analyst …

Goldman Sachs
in London, England, United Kingdom
Permanent, Full time
Last application, 04 Aug 20
Competitive
Goldman Sachs
in London, England, United Kingdom
Permanent, Full time
Last application, 04 Aug 20
Competitive
Compliance, Consumer Compliance, Analyst
MORE ABOUT THIS JOB
GLOBAL COMPLIANCE

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

RESPONSIBILITIES AND QUALIFICATIONS
Job Summary

This position will play a key role in the Consumer Compliance team, which identifies, assesses and mitigates regulatory and reputational risk as it relates to consumer / SME financial services transaction that the Firm enters into across EMEA. Types of transactions include principal equity, financing and advisory deals.
The Consumer Compliance team works closely with internal business, legal and credit teams, outside counsel, and other third-party advisors to conduct operational and regulatory due diligence on specific counterparties and consumer-related product or services offered. In addition, Consumer Compliance assists and, in some cases, drives the key components of the deal process.

RESPONSIBILITIES AND QUALIFICATIONS

Key Responsibilities:
  • Assist with asset and counterparty due diligence focused on consumer regulatory requirements
  • Interact with various internal teams as well as external advisors and clients as part of the due diligence process
  • Analyze and form views on transactions and the associated consumer compliance and reputational risks for the purposes of various Firm committees
  • Assist with the development and implementation of governance frameworks that are often transaction, jurisdiction and product specific
  • Support the firm's risk governance framework as a representative of Consumer Compliance
  • Provide ongoing support of transactions that require monitoring of consumer compliance
  • Assist in the development! of consumer compliance risk controls as the Firm further develops its lending capabilities and new products
  • Monitor the regulatory landscape to anticipate and implement changes to our framework
  • Assist in the build out transaction reporting / MI reporting capabilities
Qualifications & Experience
  • Minimum - Bachelor's Degree
  • General knowledge of consumer regulations in UK / other jurisdictions in EMEA (preferred)
  • Understanding of how consumer financial products (e.g., installment loans, mortgage, credit card) are underwritten is a plus but not required
  • Knowledge of Microsoft Excel, Access and PowerPoint
  • European language skills are viewed favorably
  • Intellectual curiosity
  • Proactive in identifying risks and proposing creative solutions
  • Excellent written/verbal communication skills
  • Ability to handle multiple tasks simultaneously and work under tight deadlines
  • Good team player - highly motivated, reliable, and accountable
  • Ability to work well with a range of senior managers and peers


ABOUT GOLDMAN SACHS
ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers .

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https:// www.goldmansachs.com/careers/footer/disability-statement.html

© The Goldman Sachs Group, Inc., 2020. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

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