FCC IWM Advisory - Senior Compliance Officer FCC IWM Advisory - Senior Compliance Officer …

Credit Suisse
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
Competitive
Credit Suisse
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
Competitive
Credit Suisse
FCC IWM Advisory - Senior Compliance Officer
We Offer
To support the Head of IWM Coverage and the IWM Coverage VP's in their roles as first point of contact for queries and critical issues from the IWM Business (both the Private Bank and the Asset Management businesses) together with meaningful support functions, in respect of all aspects of financial crime. This to include (but not limited to) assisting the Head of IWM Coverage & the IWM Coverage VPs in:

  • Providing advice and guidance to the businesses on FCC matters on a dedicated and reactive basis.

  • Liaising with both local and global teams within FCC (e.g. Surveillance & Investigations, Sanctions, ABC and Fraud) in order to provide a more structured and efficient service to the business.

  • Assessing high risk client and PEP reviews (EDD) on new and existing clients.

  • Assisting in the management of incidents and investigations in relation to IWM clients and issues.

  • Delivering targeted face to face training on financial crime issues, typologies, policies and methodologies.

  • Providing FCC input to relevant business committees and ensuring appropriate MI is submitted in a timely manner.


Open to discussing flexible/agile working.

You Offer
  • The expectation is that in order to undertake the role, you should have relevant experience working in a financial crime position at a financial institution.

  • Understanding of the International Wealth Management environment (including Asset Management) would be preferable.


Credit Suisse is committed to providing equal employment opportunities, regardless of ethnicity, nationality, gender, sexual orientation, gender identity, religion, age, civil partnership, marital or family status, pregnancy, disability or any other status that is protected as a matter of local law.

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