GlobalLink EMEA, Regulatory and Governance Oversight, AVP GlobalLink EMEA, Regulatory and Governance  …

State Street
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
Competitive
State Street
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
Competitive
State Street
GlobalLink EMEA, Regulatory and Governance Oversight, AVP
This is an opportunity to join GlobalLink's dynamic EMEA COO team in a Regulatory and Governance Oversight role to help support our award winning regulated foreign exchange multi-lateral trading facilities ("MTFs") which trade FX spot, forwards, swaps and NDFs. This role will have a focus on regulation (MiFID II and MAR), business risk management & controls, oversight and leadership in key governance forums and delivery of key projects to meet regulatory obligations.
The role is focussed on electronic trading end-to-end process so deep experience of multi-bank platforms in the FX market, comprehensive understanding of different execution capabilities and trading workflow solutions, including risk management and controls is highly desirable.
This role will also be the primary interface to our MTF product managers, developers, QA , EMEA Compliance and EMEA Risk and will therefore need to develop close working relationships with these groups so strong interpersonal skills are required.

Role specifics
  • Delivery on key projects to meet regulatory obligations
  • Work across business lines, corporate functions and senior stakeholders to prepare robust business cases for licence applications or jurisdictional expansions for our UK MTFs
  • Lead, coordinate and contribute to key EMEA risk and governance forums and manage communication to Boards to support the oversight of our MTF platforms
  • Responsible for providing risk management support to the EMEA GlobalLink businesses
  • Proactive identification, escalation, monitoring, and management/mitigation of issues and risk across the regulated platforms, business and IT functions and support instilling a culture of strong risk management
  • Support coordination and drafting of communication circulars to MTF clients
  • Responsible for EMEA GlobalLink Outsourcing programme policies and procedures
  • Key Liaison point with EMEA Audit and Compliance
    Skills/Competencies required:
    • University degree or equivalent
    • This is a highly visible role within the EMEA GlobalLink COO team.
    • Aptitude for, and common- sense approach to, problem-solving
    • Excellent interpersonal and organizational skills
    • Superb communicator - with clients and all levels of internal staff
    • Experience in interpretation of MiFID II and/or implementation of MiFID II
    • Deep experience of multi-bank platforms in the FX market
    • Comprehensive understanding of different execution capabilities and trading workflow solutions for MTFs
    • Overall understanding of the trade lifecycle from execution, settlement, confirmation, valuation and risk
    • Risk management and controls experience
    • Strong interpersonal skills
    • Ability to drive through key initiatives
    • A person who exemplifies risk excellence and owner's mindset
    • Adept at managing multiple projects/initiatives

    Location: London
    Salary: Competitive/market rate
    Advertising opening date: 30th August 2019
    Advertising closing date: 30th September 2019
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