Regulatory Compliance Director - Consultancy Regulatory Compliance Director - Consultancy …

Charles Levick
in London, England, United Kingdom
Permanent, Full time
Last application, 19 Aug 19
Negotiable
Charles Levick
in London, England, United Kingdom
Permanent, Full time
Last application, 19 Aug 19
Negotiable
Charles Levick
Regulatory Compliance Director - Consultancy I am partnered with a leading, risk management and regulatory compliance consulting firm, to secure them a Director for their London Office. Individuals must have a mix of Financial Services and Consultancy experience.

Regulatory Compliance Director - Consultancy

I am partnered with a leading, risk management and regulatory compliance consulting firm, to secure them a Director for their London Office. Individuals must have a mix of Financial Services and Consultancy experience.

The successful candidate will work with a multi-disciplinary team helping banks and other financial institutions create strategic plans, business plans, and financial forecasts; structure and analyze mergers and acquisitions; and launch or restructure business lines. The role holder will create and refine complex financial projection models including functionality as detailed regulatory capital calculations, interest rate and liquidity stress tests and granular growth and expense assumptions.

Key Responsibilities:

  • Interact comfortably with Chairman, CEO, COO, and other executives and Board members of clients and regulatory authorities, generally with a Managing Director present.
  • Act as business client point of contact for engagement delivery with Managing Director guidance.
  • Identify new business opportunities with existing and/or new clients and generate business.
  • Manage engagement teams and strong demonstrated ability to work with clients to include assessing the client's needs.
  • Expected to manage projects to client satisfaction by adding value to clients.
  • Ensure projects are delivered to budget thus adding value to the Firm.
  • Oversee project deliverables and deliver as an individual contributor where expected.
  • Travel as required to client sites in the United States and internationally. Time spent traveling is at least 30 percent.
  • Performs additional duties as assigned.

Experience and Qualifications:

  • Senior professional with a minimum of 10-12 years of experience to include a senior-level position in a financial institution(s), consulting/accounting/law firm(s), and/or government agency.
  • Technical expertise and experience in compliance, risk management, corporate governance, accounting, or legal or regulatory issues, finance, lending, trading and/or other financial services core competencies.
  • Track record working in an unstructured environment where engagement leaders are expected to identify and develop innovative solutions to client challenges.
  • MBA, PhD, JD or equivalent is preferred.

Key Skills:

  • Demonstrated leadership ability.
  • Superior writing and editing skills with the ability to construct well-founded, clear, and concise analyses and recommendations.
  • Strong attention to detail.
  • Ability to lead and manage day to day aspects of engagement activities and an ability to work with clients.
  • Strong analytical skills.
  • Ability to handle complex information, solve problems, and manage multiple tasks.
  • Ability to communicate effectively with clients and within all levels of the organization.
  • Ability to establish and maintain positive relationships and build teams.
  • Strong reputation for integrity and ethics.
Company Overview

Charles Levick Limited are a leading global financial recruiter providing innovative solutions across Capital Markets, Financial and Professional Services organisations. Founded in 2008, Charles Levick is privately owned and operates from offices based within the City of London and New York.

A truly independent company with a global reach, we pride ourselves on delivering honest and intelligent guidance developing long term sustainable relationships. Our breadth of expertise and services allow us to deliver solutions across our sectors ranging from junior analyst through to C-Suite requisitions, all delivered with exceptional levels of attention to detail and service that have helped us to grow into the organisation we are today.

We have managed to build an enviable reputation partnering a diverse range of large and small organisations initially within London, but now globally, actively supporting clients across Europe, Asia and the US. With decades of experience, we have been able to develop a substantial knowledge of our markets as well as building loyal relationships with our clients and candidates.

Our business is devised of 5 core areas of specialisation:

  • Operations/Infrastructure
  • Compliance
  • Risk & Actuarial
  • Change, Transformation & Technology
  • Fintech
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