Senior Specialist, Regulatory Oversight Management/GCM Intergration support Senior Specialist, Regulatory Oversight  …

BNY Mellon
in London, England, United Kingdom
Permanent, Full time
Last application, 23 Aug 19
Competitive
BNY Mellon
in London, England, United Kingdom
Permanent, Full time
Last application, 23 Aug 19
Competitive
Senior Specialist, Regulatory Oversight Management/GCM Intergration support
Role Profile:
  • Resides in the business and manages first line of defense risk & regulatory oversight management efforts as they relate to operational risk, regulatory and policy requirements.
  • Thorough knowledge of Financial Services rules and regulations. Extensive knowledge and experience with Client Asset Sourcebook (CASS) Rules and Regulations.
  • Demonstrated problem solving and analytical ability, and strong oral and written communication skills.
  • Must have the ability to collaborate with teams and projects and develop solutions for risk & regulatory oversight management issues.
  • Analyzes existing operational risk, internal & external regulatory policies for first line of defense compliance requirements.
  • Helps businesses develop procedures to meet compliance requirements.
  • May assist with the implementation and execution of project plans to ensure compliance with laws, rules and regulations and manage risk.
  • Provide guidance and training to entry-level employees as needed.
  • No direct reports: provides technical advice/guidance to less experienced team members.
  • Contributes to the achievement of team objectives.
  • Supports complex projects and provides insight on interpretation of regulations.


Qualifications
  • Bachelors degree or the equivalent combination of education and experience is required.
  • Advanced/graduate degree preferred.
  • Proven experience in a similar role preferred.

BNY Mellon is an Equal Employment Opportunity Employer.

Primary Location: United Kingdom-Greater London-London
Job: Risk
Internal Jobcode: 70401
Organization: Global Clearance-HR08411
Requisition Number: 1908404
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