This position will work closely with the Investment Management teams, and will liaise with other key groups within the firm, including Risk Management, Investment Control, Settlements, Derivative Operations, Information Technology and Portfolio Reconciliation.
Responsible for the timely set-up of all securities purchased by the investment teams.
Monitor assets in the compliance system (CRD) and proprietary order management system (SMS) to ensure data quality real-time.
Support the security maintenance on all securities to ensure accuracy and timely completion at initial set-up and perform ongoing data quality on all held assets.
Support the daily identification, classification and processing of Liquidity and Ratings alerts.
Track and enrich securities that require manual updates; develop data sources and perform timely maintenance to enable accurate data output for Operations teams.
Support the processing, validation and research of security master attributes for stakeholders across the organization including Investment Management, Compliance, Client Service, Settlements and Portfolio Reconciliation to assist in proper securities classification administration and monitoring.
Assist and complete asset set-up / audit for new account in-kind funding and Corporate Actions.
Serve as company-wide resource for data inquiries; research asset discrepancies and defaulted securities by using Bloomberg, contacting Trustees, and communicating with brokers and vendors.
Interface with Bloomberg and Data License/Bloomberg on data issues and research.
Perform analysis that include cleansing, transforming, validating and modeling data for improving data quality, design and presentation.
Participate in special projects including research and analysis for systems enhancements, automation, and efficiencies as requested by management, and testing of systems and tools for enhancement and regression functionality.
Create, update and enhance written procedures and other departmental documentation.
Bachelor’s Degree in Finance, Mathematics, Economics or a similar field
2-5 years of experience performing similar duties in managing financial information for the security master and/or related data, preferably at a buy-side firm
Asset management industry experience with broad understanding of trading processes and associated data management needs
Experience in maintaining data, defining operational processes, and partnering across departments
Solid working knowledge of equity and fixed income securities - domestic and global assets, including sovereign, asset-backed, mortgage-backed, corporates, bank loans, swaps, futures, and options
Strong computer skills with demonstrated proficiency in Microsoft Excel, SQL, Word, Power Point, and Bloomberg/Bloomberg API
Professional Skills Qualifications
Communicate effectively with co-workers, peers and management
Maintain a positive attitude and flexibility to do whatever needed to get the job done
Ability to prioritize and complete concurrent tasks in a fast-paced environment
Rigorous attention to detail; high accuracy with numerical calculations
Excellent time management and organizational skills
Strong analytical and problem-solving capabilities
Excellent research skills, resourceful and ability to work independently as well as in a team environment
Strong written and verbal communication skills, and comfortable presenting information clearly to internal and external counterparts
TCW was named Best Places to Work by Pension & Investments for the fifth year in a row.
TCW is a leading global asset management firm with more than four decades of investment experience and a broad range of products across fixed income, equities, emerging markets and alternative investments. Through the MetWest and TCW Fund Families, TCW manages one of the largest mutual fund complexes in the U.S. TCW’s clients include many of the world’s largest corporate and public pension plans, financial institutions, endowments and foundations, as well as financial advisors and high net worth individuals. As of June 30, 2019, TCW had total assets under management of $205 billion. TCW is headquartered in Los Angeles, and has offices in New York, Boston, Chicago, London, Milan, Hong Kong, and Tokyo.
TCW is an Equal Opportunity Employer, including disability/vets. Please visit www.tcw.com for more information.