Financial Reporting Internal Controls Auditor Financial Reporting Internal Controls Auditor …

Ashton Lane Group
in Los Angeles, CA, United States
Permanent, Full time
Be the first to apply
Competitive Base & Bonus
Ashton Lane Group
in Los Angeles, CA, United States
Permanent, Full time
Be the first to apply
Competitive Base & Bonus
Support the ICFR Control Assurance Team of a leading financial firm

Responsibilities:

  • Assess and improve upon the Sarbanes Oxley and Model Audit Rule testing controls framework
  • Execute compliance engagements and monitor multiple portfolios of testing activities, including the quality of work performed, timely completion, and communication with the business.
  • Develop ICFR Test Strategies through analysis of risks in conjunction with key stakeholders and business unit leadership across multiple product lines and business segments.
  • Assist in the coordination of all ICFR testing related activities with External Audit and Regulators
  • Prepare internal control documentation including technical memos, work papers and reports where needed.
  • Support the facilitation of strong compliance of internal controls across the firm through fostering relationships, information dissemination, education, and feedback
  • Maintain a solid understanding of the Internal Audit, Compliance and Accounting industry and applies the internal control and Group SOX Standards

Requirements:

  • 4+ years of relevant regulatory internal audit / control testing
  • Experience with internal control testing plans, both Business and IT, for compliance with SOX and NAIC Model Audit Rule (MAR) regulations.
  • Broad understanding of Financial Accounting and internal control over financial reporting (ICFR) 
  • Project management abilities
  • Excellent writing, verbal and interpersonal skills
  • BS/BA (Finance and/or Accounting preferred). CPA/CIA/CISA preferred

For immediate consideration, please forward resume and contact details to: info@ashtonlanegroup.com

Ashton Lane Group is a boutique executive recruitment firm serving the Banking, Insurance, and Alternative Investment sectors. For the latest opportunities, visit www.AshtonLaneGroup.com

Ashton Lane Group® “A trusted advisor throughout your career”

Close
Loading...