Corporate Generalist Corporate Generalist …

Depository Trust Clearing Corporation
in Mango, FL, United States
Permanent, Full time
Be the first to apply
Competitive
Depository Trust Clearing Corporation
in Mango, FL, United States
Permanent, Full time
Be the first to apply
Competitive
Corporate Generalist
Careers ☰ GOCS Corporate Actions Generalist New 191800 Requisition #

Business Unit Description   

Corporate Actions processes transactions related to changes made to the capital structure or financial position of DTC-eligible securities.  Mandatory corporate actions include mergers, bankruptcies, reverse splits and name changes.  This area interact with customers, agents, issuers and counsel, exchanges and internal business units to announce and process aforementioned events.

Position Summary 

Perform all routine and complex functions associated with the announcement and processing of corporate action events and handle exception processing as appropriate within guidelines defined by the management team 

Specific Responsibilities

  • Review routine and complex offering documents to determine terms and conditions of event  with subsequent verification with Agent and/or Issuer
  • Participates in conference calls with internal and external parties (i.e. Issuers, Counsel, Exchanges and other Securities Depositories) related to operational logistics prior to the commencement of an event (may involve the receipt and review of pre-publication confidential event documents)

  • Prioritize and organize work plans which include multiple manual tasks with time critical deadlines requiring the ability to multi-task and pay attention to detail

  • Ensure strict adherence to procedures and critical time frames (e.g., event creation and offer availability SLAs, expirations and balancing)

  • Balances positions and instructions daily and controls DTC inventory in preparation of effectiveness

  • Prepares required documentation to support the allocation of entitlements  

  • Assist management on automation/product development functions and in system testing as needed 

  • Responsible for supporting the department in adherence to AML/BSA policies and procedures as set-forth by various regulatory bodies

  • Maintain an unrelenting focus on meeting the needs/requests of our clients; including responding to client inquiries timely and accurately (in line with departmental benchmarks/metrics), and in resolving, and/or escalating problems promptly

  • Aligns risk and control processes into day to day responsibilities to monitor and mitigate risk; escalates appropriately

Leadership Competencies for this level include 

  • Accountability: Demonstrates reliability by taking necessary actions to continuously meet required deadlines and goals.
  • Global Collaboration: Applies global perspective when working within a team by being aware of own style and ensuring all relevant parties are involved in key team tasks and decisions.
  • Communication: Articulates information clearly and presents information effectively and confidently when working with others.
  • Influencing: Convinces others by making a strong case, bringing others along to their viewpoint; maintains strong, trusting relationships while at the same time is comfortable challenging ideas.
  • Innovation and Creativity: Thinks boldly and out of the box, generates new ideas and processes, and confidently pursues challenges as new avenues of opportunity.

Qualifications 

  • Minimum of 5 years of related experience

  • Bachelor's degree preferred with Masters or equivalent experience

About DTCC

With over 40 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From operating facilities and data centers around the world, DTCC automates, centralizes, and standardizes the processing of financial transactions across the trade lifecycle and mitigates risk for thousands of institutions worldwide.

At DTCC we value on our clients' interests and partner to deliver superior results with excellence and innovation and lead with integrity. We proactively develop your potential and invest in your career.

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