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Multiple opportunities for career-minded 2LOD compliance testing specialists or investment banking auditors. As part of a major recruitment drive, this major Investment Bank is looking to make multiple hires into their audit-stye compliance assurance team. Team members would be allocated one of the following coverage areas:
- Global Markets Compliance assurance
- Wholesale and Transaction Banking Compliance assurance
- Swap Dealer program assurance
- Development, implementation, and execution of the compliance assurance agenda within an assigned line of business and/or region.
- 10+ years relevant experience within compliance (assurance, testing, monitoring disciplines), or investment banking / corporate functions audit.
- Relevant product knowledge within:
- Global Markets (Fixed Income, Equities, etc)
- Wholesale Banking, Treasury Trade Solutions and Cash Management
- Line management experience useful.
- Ability to work in, or relocate to - Jersey City, NJ; Tampa, FL