VP/Director - Compliance Testing / Audit - US Investment Bank VP/Director - Compliance Testing / Audit - US  …

Pure Search
in Manhattan, NY, United States
Permanent, Full time
Last application, 18 Sep 20
Negotiable
Pure Search
in Manhattan, NY, United States
Permanent, Full time
Last application, 18 Sep 20
Negotiable
To learn more about this employer, and their renowned global assurance program underpinned by detailed methodology, please click apply to arrange a conversation.

Multiple opportunities for career-minded 2LOD compliance testing specialists or investment banking auditors. As part of a major recruitment drive, this major Investment Bank is looking to make multiple hires into their audit-stye compliance assurance team. Team members would be allocated one of the following coverage areas:

  • Global Markets Compliance assurance
  • Wholesale and Transaction Banking Compliance assurance
  • Swap Dealer program assurance

Responsibilities:

  • Development, implementation, and execution of the compliance assurance agenda within an assigned line of business and/or region.

Required experience:

  • 10+ years relevant experience within compliance (assurance, testing, monitoring disciplines), or investment banking / corporate functions audit.
  • Relevant product knowledge within:
    • Global Markets (Fixed Income, Equities, etc)
    • Wholesale Banking, Treasury Trade Solutions and Cash Management
  • Line management experience useful.
  • Ability to work in, or relocate to - Jersey City, NJ; Tampa, FL
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