(Assistant - Senior) Manager, Business Compliance & Operation Risks (AML, Private Banking)

Bank Of China (Hong Kong) Limited Hong Kong

Posted 5 days ago Permanent Competitive

Responsibilities:

Act as first line of defense to conduct AML/Financial Crime/ Fraud risk related transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible AML/Financial Crime/ Fraud risks, prepare management report(s) and provide recommendations to mitigate relevant risks
Review KYC profiles, account opening / review documents
Conduct AML/Financial Crime/ Fraud risk related periodic and ad hoc monitoring/transaction review
Work closely with business and second line of defense to implement regulatory and internal requirements on the private banking business
Conduct regular and ad hoc self-assessment, gap analysis, survey, independent review against various AML related internal and/or regulatory requirements. Recommend follow up action to close the gaps where applicable
Prepare regular (monthly/quarterly/annually) and ad hoc internal reporting to senior management, second line of defense
A ssist to conduct training to promote compliance culture
Assist to investigate suspicious transaction
Work on regulatory reporting matters, internal / external review or audit including coordinate with other departments, prepare response and carry out the relevant enhancements
Provide staff training where required
Assist on other ad hoc tasks as assigned

Requirements:

Degree or above
4+ years working experience in banking and finance, at least 2 years in relevant private banking AML Compliance. Strong AML knowledge is an advantage
Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks
Proficient in written, spoken English and Chinese
Familiar with HKMA/SFC regulatory requirements

If you are applying for in-scope position(s) under the Mandatory Reference Checking Scheme (i.e., A role carrying out regulated activities licensed by the IA, SFC & MPFA), you are required to undergo the Mandatory Reference Checking. Our responsible recruiter will inform you the details of the MRC process and the requirements in due course. For details, please click here .

Job ID 500033

Please Stay Alert to Potential Scams

We would like to remind you that eFinancialCareers is a job board and does not conduct hiring or ask for payment or any financial details as part of the job application process.

If you receive any suspicious messages claiming to be from us or a hiring company, we urge you not to click on any links and not to reply to the message itself.

Instead, please report the message to our support team at support@efinancialcareers.com.

It is advisable to always verify job offers directly with the hiring company.

More Jobs From Bank Of China (Hong Kong) Limited