- Looking for strong Private Equity Firm Background !
- Looking for strong buyside compliance experience !
My client is a leading alternative asset management firm across private equity and hedge funds. They have over 100 staff in their Hong Kong office and are continuously expanding.
Job Description
As a Compliance Officer, your main responsibilities will include:
- Monitoring and ensuring compliance with local regulatory requirements and internal policies.
- Developing and implementing compliance frameworks and procedures.
- Conducting regular compliance reviews and risk assessments.
- Providing advisory support to business units on compliance-related matters.
- Preparing and submitting regulatory filings and reports.
- Delivering training sessions to promote compliance awareness across the organisation.
- Investigating and addressing potential compliance breaches.
- Keeping updated on regulatory changes and advising on their implications.
A successful Compliance Officer should have:
- Bachelor Degree
- 7-10 years of buyside compliance experience preferably from PE Fund
- A strong understanding of regulatory requirements within the financial services industry.
- Proven experience in compliance, risk management, or a related field.
- Solid analytical and problem-solving skills.
- Excellent communication and interpersonal abilities.
- Attention to detail and a methodical approach to tasks.
- Competitive annual salary
- work for a leading buyside firm
- Additional benefits as part of the package.
Job ID JN-082026-7081053
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